Financial Services

Financial Services

Operating within the UK financial services market grants an organisation a level of trust in return for adhering to a raft of legislative and regulatory controls. In particular UK Anti Money Laundering and Know Your Customer regulations require you to put in place reasonable and adequate controls to minimise the risk to your organisation whilst being able to demonstrate compliance with the regulations.

Key elements to comply with the legislation and regulations requires organisations to perform due diligence in verifying the customer identification information provided by the individual or legal entity with whom they are dealing. This due diligence includes the gathering of key information which must be recorded and securely managed. Furthermore, it is essential all financial records and documents are actively managed and fully audited in order to minimise risk.

• Capture, preserve and protect financial documents and records
• Provide immediate access to documents
• Track and trace documents throughout their life cycle
• Schedule document deletion